Resumes
Resumes
Vp Regulatory Risk Management At Rbs Global Banking & Markets
View pagePosition:
VP Regulatory Risk Management at RBS Global Banking & Markets
Location:
Greater New York City Area
Industry:
Capital Markets
Work:
RBS Global Banking & Markets - Stamford, CT since Aug 2011
VP Regulatory Risk Management
RBC Capital Markets - Greater New York City Area Feb 2010 - Aug 2011
Associate Director - Equities Compliance Manager
RBC Capital Markets Jan 2007 - Feb 2010
VP Regulatory Risk - Equity Trading
Carlin Financial Group Apr 2002 - Jan 2007
VP Compliance Officer
National Discount Brokers May 1999 - Sep 2001
Associate Compliance Analyst
VP Regulatory Risk Management
RBC Capital Markets - Greater New York City Area Feb 2010 - Aug 2011
Associate Director - Equities Compliance Manager
RBC Capital Markets Jan 2007 - Feb 2010
VP Regulatory Risk - Equity Trading
Carlin Financial Group Apr 2002 - Jan 2007
VP Compliance Officer
National Discount Brokers May 1999 - Sep 2001
Associate Compliance Analyst
Education:
St Francis College
Honor & Awards:
Series 4, 7, 10, 24, 55, and 63