Resumes
Resumes
Bsa And Compliance Manager
View pageLocation:
999 3Rd Ave, Seattle, WA 98104
Industry:
Financial Services
Work:
Azlo
Bsa and Compliance Manager
Financial Industry Regulatory Authority (Finra) Jun 2010 - Sep 2015
Senior Compliance Examiner
Moss Adams Llp Jun 2010 - Sep 2015
Consulting Manager - Financial Institutions and Regulatory Compliance at Moss Adams Llp
Wells Fargo Apr 2008 - May 2010
Bank Secrecy Act - Operations Specialist Ii
Northwestern Mutual Sep 2007 - Mar 2008
Financial Representative
Bsa and Compliance Manager
Financial Industry Regulatory Authority (Finra) Jun 2010 - Sep 2015
Senior Compliance Examiner
Moss Adams Llp Jun 2010 - Sep 2015
Consulting Manager - Financial Institutions and Regulatory Compliance at Moss Adams Llp
Wells Fargo Apr 2008 - May 2010
Bank Secrecy Act - Operations Specialist Ii
Northwestern Mutual Sep 2007 - Mar 2008
Financial Representative
Education:
University of Oregon 2008
University of Oregon - Charles H. Lundquist College of Business 2005 - 2008
Bachelors, Bachelor of Science, Finance Southern Oregon University 2004 - 2005
Bachelors, Bachelor of Business Administration Aloha High School 2000 - 2004
University of Oregon - Charles H. Lundquist College of Business 2005 - 2008
Bachelors, Bachelor of Science, Finance Southern Oregon University 2004 - 2005
Bachelors, Bachelor of Business Administration Aloha High School 2000 - 2004
Skills:
Finra
Financial Risk
Internal Controls
Internal Audit
Securities
Valuation
Investments
Capital Markets
Compliance Testing
Sec Filings
Anti Money Laundering
Suitability Analysis
Bank Secrecy Act
Certified Fraud Examiner
Financial Regulation
Anti Money Laundering
Customer Service
Microsoft Word
Microsoft Excel
Microsoft Office
Management
Powerpoint
Finance
Analysis
Data Analysis
Fraud Investigations
Financial Risk
Internal Controls
Internal Audit
Securities
Valuation
Investments
Capital Markets
Compliance Testing
Sec Filings
Anti Money Laundering
Suitability Analysis
Bank Secrecy Act
Certified Fraud Examiner
Financial Regulation
Anti Money Laundering
Customer Service
Microsoft Word
Microsoft Excel
Microsoft Office
Management
Powerpoint
Finance
Analysis
Data Analysis
Fraud Investigations
Certifications:
Certified Fraud Examiner
Collections Agent
View pageLocation:
Portland, OR
Industry:
Banking
Work:
Wells Fargo Card Services since Apr 2008
Collections Agent
Northwestern Mutual Financial Network 2007 - Mar 2008
Financial Representative Intern
UPS Dec 2006 - Oct 2007
Package Handler
Ancient Order of the Druids Sep 2006 - Jun 2007
Treasurer
Koldkist Beverage Ice Co. Jun 2005 - Sep 2006
Driver
Collections Agent
Northwestern Mutual Financial Network 2007 - Mar 2008
Financial Representative Intern
UPS Dec 2006 - Oct 2007
Package Handler
Ancient Order of the Druids Sep 2006 - Jun 2007
Treasurer
Koldkist Beverage Ice Co. Jun 2005 - Sep 2006
Driver
Education:
University of Oregon - Charles H. Lundquist College of Business 2005 - 2008
University of Oregon 2002 - 2008
University of Oregon 2002 - 2008
Interests:
Markets
Social Interactions
Music
Investing
Social Interactions
Music
Investing