Resumes
Resumes
![Scott Kokie Photo 1 Scott Kokie Photo 1](/img/not-found.png)
Market Supervision Manager
View pageLocation:
4124 Emerson Ln, Allentown, PA 18104
Industry:
Financial Services
Work:
Merrill Lynch - Bridgewater, NJ since May 2012
Administrative Manager, Vice President
Morgan Stanley - Allentown, Pennsylvania Area May 2007 - May 2012
Complex Risk Officer, Vice President
JB Hanauer & Co. - Parsippany, NJ Sep 1998 - Apr 2007
Administrative Manager, Vice President
Smith Barney - New York, NY 1997 - 1998
Branch Examiner/Auditor
Merrill Lynch - Morristown, NJ 1985 - 1997
Assistant District Operations Manager
Administrative Manager, Vice President
Morgan Stanley - Allentown, Pennsylvania Area May 2007 - May 2012
Complex Risk Officer, Vice President
JB Hanauer & Co. - Parsippany, NJ Sep 1998 - Apr 2007
Administrative Manager, Vice President
Smith Barney - New York, NY 1997 - 1998
Branch Examiner/Auditor
Merrill Lynch - Morristown, NJ 1985 - 1997
Assistant District Operations Manager
Education:
Roselle Catholic High School 1981 - 1984
Skills:
Series 7
Finra
Securities
Fixed Income
Alternative Investments
Wealth Management
Portfolio Management
Financial Risk
Options
Risk Management
Series 24
Asset Management
Investment Advisory
Trading
Asset Managment
Series 3
Series 66
Compliance
Risk
Aml
Credit Risk
Commodities
Equities
Asset Allocation
Uniform Combined State Law
Financial Services
Finra
Securities
Fixed Income
Alternative Investments
Wealth Management
Portfolio Management
Financial Risk
Options
Risk Management
Series 24
Asset Management
Investment Advisory
Trading
Asset Managment
Series 3
Series 66
Compliance
Risk
Aml
Credit Risk
Commodities
Equities
Asset Allocation
Uniform Combined State Law
Financial Services
![Scott Kokie Photo 2 Scott Kokie Photo 2](/img/not-found.png)