Resumes
Resumes
Compliance Director
View pageLocation:
121 Cambridge Dr, Hicksville, NY 11801
Industry:
Banking
Work:
Continental Stock Transfer & Trust Company
Compliance Director
Compliance Director
Education:
St. John's University 1981 - 1985
Bachelors, Bachelor of Business Administration, Accounting, Finance St. Francis Preparatory School
St. John's University
Bachelors, Bachelor of Business Administration, Accounting, Finance St. Francis Preparatory School
St. John's University
Skills:
Securities
Financial Services
Mergers and Acquisitions
Equities
Kyc
Operational Risk
Relationship Management
Financial Regulation
Corporate Governance
Finra
Sanction
Operational Risk Management
Securities Regulation
Investor Relations
Fsa
Financial Services
Mergers and Acquisitions
Equities
Kyc
Operational Risk
Relationship Management
Financial Regulation
Corporate Governance
Finra
Sanction
Operational Risk Management
Securities Regulation
Investor Relations
Fsa
Languages:
Italian