Resumes
Resumes
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Chief Compliance Officer
View pageLocation:
1213 Dickens Dr, Troy, MI 48083
Industry:
Financial Services
Work:
Alidade Capital
Chief Compliance Officer
Ameriprise Financial Services, Inc. Sep 2015 - Feb 2018
Senior Business Unit Compliance Manager
Comerica Bank Apr 2014 - Sep 2015
Senior Regional Administration Manager
Comerica Bank Dec 2009 - Apr 2014
Asset Management Risk and Compliance Specialist, Assistant Vice President
Cssc Brokerage Services Feb 2008 - Nov 2009
Brokerage Operations Manager
Chief Compliance Officer
Ameriprise Financial Services, Inc. Sep 2015 - Feb 2018
Senior Business Unit Compliance Manager
Comerica Bank Apr 2014 - Sep 2015
Senior Regional Administration Manager
Comerica Bank Dec 2009 - Apr 2014
Asset Management Risk and Compliance Specialist, Assistant Vice President
Cssc Brokerage Services Feb 2008 - Nov 2009
Brokerage Operations Manager
Education:
Oakland University 2013 - 2015
Masters, Master of Arts, Teaching, Mathematics, Education, Economics Walsh College 1999 - 2001
Bachelors, Bachelor of Business Administration, Finance
Masters, Master of Arts, Teaching, Mathematics, Education, Economics Walsh College 1999 - 2001
Bachelors, Bachelor of Business Administration, Finance
Skills:
Banking
Investments
Finance
Securities
Customer Service
Management
Financial Planning
Strategic Financial Planning
Accounting
Leadership
Sales
Risk Management
Budgets
Accounts Receivable
Accounts Payable
Trading
Finra
Series 24
General Securities Principal
Business Process Improvement
Regulatory Filings
Project Management
Organizational Structure
Investments
Finance
Securities
Customer Service
Management
Financial Planning
Strategic Financial Planning
Accounting
Leadership
Sales
Risk Management
Budgets
Accounts Receivable
Accounts Payable
Trading
Finra
Series 24
General Securities Principal
Business Process Improvement
Regulatory Filings
Project Management
Organizational Structure
Interests:
Football
Casinos
Aerobics
Exercise
Sweepstakes
Home Improvement
Reading
Gourmet Cooking
Sports
Watching Basketball
Hockey
Watching Hockey
Fishing
Home Decoration
Health
Watching Sports
Photograph
Children
Cooking
Gardening
Cruises
Outdoors
Electronics
Education
Baseball
Crafts
Fitness
Music
Camping
Dogs
Movies
Kids
Medicine
Civil Rights and Social Action
Diet
Automobiles
Cats
Walking
Travel
Motorcycling
Boating
Watching Baseball
Social Services
Investing
Traveling
Economic Empowerment
Television
Basketball
Self Improvement
Tennis
Animal Welfare
Watching Football
Casinos
Aerobics
Exercise
Sweepstakes
Home Improvement
Reading
Gourmet Cooking
Sports
Watching Basketball
Hockey
Watching Hockey
Fishing
Home Decoration
Health
Watching Sports
Photograph
Children
Cooking
Gardening
Cruises
Outdoors
Electronics
Education
Baseball
Crafts
Fitness
Music
Camping
Dogs
Movies
Kids
Medicine
Civil Rights and Social Action
Diet
Automobiles
Cats
Walking
Travel
Motorcycling
Boating
Watching Baseball
Social Services
Investing
Traveling
Economic Empowerment
Television
Basketball
Self Improvement
Tennis
Animal Welfare
Watching Football
Languages:
English
![Mary Litt Photo 2 Mary Litt Photo 2](/img/not-found.png)
Mary Litt
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Mary Litt
View pageIndustry:
Marketing And Advertising