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Mark Swoger Phones & Addresses

  • Tempe, AZ
  • 2315 Aire Libre Ave, Phoenix, AZ 85022 (602) 789-6461
  • 3743 North Ln, Phoenix, AZ 85051
  • 3743 Lane Ave, Phoenix, AZ 85051
  • 1018 Osborn Rd, Phoenix, AZ 85014
  • Maricopa, AZ

Work

Position: Professional/Technical

Education

Degree: Associate degree or higher

Resumes

Resumes

Mark Swoger Photo 1

Senior Trade Specialist At Sagepoint Financial

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Position:
Senior Trade Specialist / Registered Principal at Sagepoint Financial
Location:
Phoenix, Arizona Area
Industry:
Financial Services
Work:
Sagepoint Financial since Dec 2009
Senior Trade Specialist / Registered Principal

Charles Schwab Jan 2008 - Apr 2009
Senior Brokerage Specialist - Stock Plan Services

Charles Schwab Sep 2006 - Dec 2007
New Client Concierge

Charles Schwab Apr 2005 - Aug 2006
Senior Brokerage Operations Specialist - Schwab Institutional Management

Charles Schwab Mar 2003 - Mar 2005
Senior Brokerage Specialist - Trust and Estate Services
Education:
University of Arizona 1981 - 1985
Bachelor of Science, Finance Major
Skills:
Investments
Fixed Income
Mutual Funds
Options
Bonds
Trading
Series 7
Honor & Awards:
Charles Schwab Individual Excellence in Service Award. Charles Schwab Chairman's Club Award.
Mark Swoger Photo 2

Former Field Supervisor

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Location:
2800 north Central Ave, Phoenix, AZ 85004
Industry:
Financial Services
Work:
Sagepoint Financial Jun 2015 - Oct 2017
Regional Supervision Manager

Sagepoint Financial Aug 1, 2012 - May 2015
Regional Supervision Analyst

Sagepoint Financial Dec 2009 - Aug 2012
Senior Trade Specialist and Registered Principal

Charles Schwab Jan 2008 - Apr 2009
Senior Brokerage Specialist - Stock Plan Services

Charles Schwab Sep 2006 - Dec 2007
New Client Concierge
Education:
University of Arizona 1981 - 1985
Bachelors, Bachelor of Science, Business Administration, Management, Real Estate, Finance, Business Administration and Management
Skills:
Investments
Fixed Income
Mutual Funds
Options
Bonds
Trading
Series 7
Securities
Financial Services
Series 63
Risk Management
Retirement Planning
Finra
Alternative Investments
Asset Allocation
Uniform Combined State Law
Financial Advisory
Series 24
Series 66
Certifications:
Registered Principal
Mark V Swoger from Tempe, AZ, age ~67 Get Report