Resumes
Resumes
Senior Manager, Compliance
View pageLocation:
Staten Island, NY
Industry:
Financial Services
Work:
National Futures Association since Apr 2008
Staff Auditor II
Dynasty Real Estate Mar 2002 - Dec 2008
Sales Agent
Staff Auditor II
Dynasty Real Estate Mar 2002 - Dec 2008
Sales Agent
Education:
Wagner College 2006 - 2007
MBA, Management and Finance Wagner College 2002 - 2006
BS, Business Management St. Teresa
MBA, Management and Finance Wagner College 2002 - 2006
BS, Business Management St. Teresa
Skills:
Options
Trading
Commodity
Equities
Derivatives
Hedge Funds
Securities
Risk Management
Finra
Financial Analysis
Capital Markets
Auditing
Due Diligence
Aml
Financial Regulation
Investments
Program Management
Fixed Income
Swaps
Foreign Exchange
Series 3
Association of Certified Fraud Examiners
Trading
Commodity
Equities
Derivatives
Hedge Funds
Securities
Risk Management
Finra
Financial Analysis
Capital Markets
Auditing
Due Diligence
Aml
Financial Regulation
Investments
Program Management
Fixed Income
Swaps
Foreign Exchange
Series 3
Association of Certified Fraud Examiners
Languages:
English
Certifications:
Certified Fraud Examiner
Series 3
Unleashing Your Leadership Potential
Association of Certified Fraud Examiners (Acfe)
National Futures Association
Series 3
Unleashing Your Leadership Potential
Association of Certified Fraud Examiners (Acfe)
National Futures Association
Field Supervisor / Ny Compliance
View pageLocation:
Greater New York City Area
Industry:
Accounting