Resumes
Resumes

Manager, Marketing Regulatory Review | Compliance, Legal And Risk
View pageLocation:
11325 Affinity Ct, San Diego, CA 92131
Industry:
Financial Services
Work:
Lpl Financial
Manager, Marketing Regulatory Review | Compliance, Legal and Risk
Modis 1998 - 2002
Analyst
Manager, Marketing Regulatory Review | Compliance, Legal and Risk
Modis 1998 - 2002
Analyst
Education:
Syracuse University
Bachelors, Bachelor of Arts, Psychology
Bachelors, Bachelor of Arts, Psychology
Skills:
Compliance
Securities
Series 7
Finra
Investment Advisory
Series 24
Securities
Series 7
Finra
Investment Advisory
Series 24
Certifications:
Series 7, 24, 66, 99 Held With Lpl Financial