Resumes
Resumes

Senior Compliance Analyst
View pageLocation:
Phoenix, AZ
Industry:
Financial Services
Work:
AIG Advisor Group since Mar 2005
Sr. Compliance Analyst
Bank One 2003 - 2005
Registered Representative
ING 2000 - 2002
Internal Wholesaler
Charles Schwab 1999 - 2000
Registered Representative
Sr. Compliance Analyst
Bank One 2003 - 2005
Registered Representative
ING 2000 - 2002
Internal Wholesaler
Charles Schwab 1999 - 2000
Registered Representative
Education:
Western International University 2006 - 2009
MBA, Management Robert Morris University 1992 - 1997
Bachelors, Business Administration
MBA, Management Robert Morris University 1992 - 1997
Bachelors, Business Administration
Skills:
Series 24
Series 7
Finra
Compliance
Risk Management
Series 7
Finra
Compliance
Risk Management

Compliance Analyst - Lead
View pageLocation:
Phoenix, AZ
Industry:
Financial Services
Work:
Charles Schwab Apr 2012 - Oct 2014
Senior Manager - As Compliance
Aig Advisor Group Apr 2012 - Oct 2014
Compliance Analyst - Lead
Aig Advisor Group Mar 2005 - Apr 2012
Regulatory Compliance Analyst
Senior Manager - As Compliance
Aig Advisor Group Apr 2012 - Oct 2014
Compliance Analyst - Lead
Aig Advisor Group Mar 2005 - Apr 2012
Regulatory Compliance Analyst
Education:
Western International University 2007 - 2009
Master of Business Administration, Masters, Business Administration, Management, Business Administration and Management Robert Morris University 1992 - 1996
Bachelors, Business Administration, Management, Business Administration and Management
Master of Business Administration, Masters, Business Administration, Management, Business Administration and Management Robert Morris University 1992 - 1996
Bachelors, Business Administration, Management, Business Administration and Management

Sr. Compliance Advisor At Aig Advisor Group
View pagePosition:
Sr. Compliance Advisor at AIG Advisor Group
Location:
Phoenix, Arizona Area
Industry:
Financial Services
Work:
AIG Advisor Group
Sr. Compliance Advisor
Sr. Compliance Advisor

Sr. Compliance Analyst At Aig Advisor Group
View pageLocation:
Phoenix, Arizona Area
Industry:
Financial Services