Resumes
Resumes
![Jamie Udinson Photo 1 Jamie Udinson Photo 1](/img/not-found.png)
Investigative Director, Enforcement
View pageLocation:
Philadelphia, PA
Industry:
Financial Services
Work:
FINRA (NASD) - New York, NY since Aug 2008
Associate Principal Examiner
KPMG Mar 2011 - Sep 2011
Associate- Research Credit Services (Fed Tax Consulting)
KPMG Jan 2007 - Jun 2007
Fed Tax Intern
Associate Principal Examiner
KPMG Mar 2011 - Sep 2011
Associate- Research Credit Services (Fed Tax Consulting)
KPMG Jan 2007 - Jun 2007
Fed Tax Intern
Education:
La Salle University - School of Business Administration 2004 - 2008
BSBA, Accounting Gwynedd Mercy Academy High School 1994 - 1998
BSBA, Accounting Gwynedd Mercy Academy High School 1994 - 1998
Skills:
Securities
Finra
Due Diligence
Finance
Anti Money Laundering
Equities
Financial Analysis
Capital Markets
Investments
Aml
Series 7
Sec
Financial Reporting
Financial Risk
Accounting
Sec Filings
Us Gaap
Financial Accounting
Management
Securities Regulation
Microsoft Office
Finra
Due Diligence
Finance
Anti Money Laundering
Equities
Financial Analysis
Capital Markets
Investments
Aml
Series 7
Sec
Financial Reporting
Financial Risk
Accounting
Sec Filings
Us Gaap
Financial Accounting
Management
Securities Regulation
Microsoft Office
Awards:
Subject Matter Expert
Currently subject matter expert for FINRA examinations of memberships with DirectEdge, NASDAQ OMX, BX, and BATS; as well as broker dealer research compliance.
FINOP Trainer
Responsible for training sales practice staff and management on conducting Net Capital reviews for FINRA membership claiming SEC Rule 15c3-1 (k)(2)(i) and (ii) exemptions.
Currently subject matter expert for FINRA examinations of memberships with DirectEdge, NASDAQ OMX, BX, and BATS; as well as broker dealer research compliance.
FINOP Trainer
Responsible for training sales practice staff and management on conducting Net Capital reviews for FINRA membership claiming SEC Rule 15c3-1 (k)(2)(i) and (ii) exemptions.
![Jamie Udinson Photo 2 Jamie Udinson Photo 2](/img/not-found.png)
Jamie Udinson Philadelphia, PA
View pageWork:
Financial Industy Regulatory Authority (FINRA)
Aug 2008 to 2000
Principal Examiner & Interim Supervisor
KPMG LLP
New York, NY
Mar 2011 to Sep 2011
Associate- Research Credit Services
Aug 2008 to 2000
Principal Examiner & Interim Supervisor
KPMG LLP
New York, NY
Mar 2011 to Sep 2011
Associate- Research Credit Services
Education:
LaSalle University
Philadelphia, PA
2008
Bachelor of Science, Maxima Cum Laude in Business Administration-Accounting
Philadelphia, PA
2008
Bachelor of Science, Maxima Cum Laude in Business Administration-Accounting
Skills:
Excel, Net Capital Calculation, Lexis Nexis, Conducting Investigations, Regulatory Report Writing