Resumes
Resumes

Principal, Chief Compliance Officer
View pageLocation:
Modesto, CA
Industry:
Financial Services
Work:
Mraz, Amerine & Associates - Modesto, California since Oct 2011
Principal, Chief Compliance Officer
Mraz, Amerine & Associates - Modesto, California Sep 2008 - Oct 2011
Relationship Manager
Morgan Stanley Dec 2006 - Sep 2008
Client Service Associate
Principal, Chief Compliance Officer
Mraz, Amerine & Associates - Modesto, California Sep 2008 - Oct 2011
Relationship Manager
Morgan Stanley Dec 2006 - Sep 2008
Client Service Associate
Education:
Santa Clara University 2002 - 2006
Bachelor of Science, Economics
Bachelor of Science, Economics
Skills:
Series 63
Project Management
Business Development
Marketing
Asset Management
Investments
Salesforce.com
Strategic Planning
Financial Analysis
Series 7
Securities
Mutual Funds
Project Management
Business Development
Marketing
Asset Management
Investments
Salesforce.com
Strategic Planning
Financial Analysis
Series 7
Securities
Mutual Funds