David A Tilkin

Cohasset, MA

Legal Services

Sungard Jan 2005 - Jun 2006
Senior Managing Director - Enterprise Solutions Group - Compliance Product and Services
Tilkin Group Jan 2005 - Jun 2006
Securities Industry Arbitration Expert, President, Testifying Expert
Protegent Jan 2000 - Jan 2005
Chief Executive Officer - Founder
First Union Securities Mar 1998 - Mar 2000
Senior Managing Director
Morgan Stanley Jan 1984 - Mar 1997
Senior Managing Director

Washington University In St. Louis School of Law 2016 - 2019
Master of Library Science, Masters, Legal Studies Brandeis University 1980 - 1981
Masters, Master of Arts, Management Antioch University New England 1972 - 1977
Bachelors, Bachelor of Arts

Securities Regulation
Finra
Arbitration
Litigation
Investments
Capital Markets
Litigation Support
Expert Witness
Due Diligence
Dispute Resolution
Financial Risk
Securities Litigation
Mutual Funds
Investment Advisory
Portfolio Management
Fraud
Private Placements
Equities
Options
Internal Investigations
Alternative Dispute Resolution
Compliance
Series 7
Fixed Income
Fixed Annuities
Etfs
Suitability
Sales Practices
Asset Allocation
Bonds
Series 63
Hedge Funds
Ria
Variable Annuities
Broker Dealer Compliance
Broker Dealer
Sec
Financial Regulation
Securities
Financial Services
Forensics
Reits
Securities Arbitration
Annuities
Conduct Risk
Supervison
Jams
Risk
Selling Away
Testifying

Investing
Technology
Ethics
Baseball
Music
American History
Film