Resumes
Resumes
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Agency Supervisory Officer
View pageLocation:
Atlanta, GA
Industry:
Financial Services
Work:
Massmutual Financial Group
Agency Supervisory Officer
Metlife Aug 2014 - Jul 2016
Firm Compliance Manager
Axa Equitable Feb 2005 - Aug 2014
Senior Manager - Branch Controls
Axa Equitable Jun 2004 - Feb 2005
Business Analyst
Axa Equitable Apr 2003 - Jun 2004
Manager of Business Practices and Controls
Agency Supervisory Officer
Metlife Aug 2014 - Jul 2016
Firm Compliance Manager
Axa Equitable Feb 2005 - Aug 2014
Senior Manager - Branch Controls
Axa Equitable Jun 2004 - Feb 2005
Business Analyst
Axa Equitable Apr 2003 - Jun 2004
Manager of Business Practices and Controls
Education:
Suny Geneseo 1991 - 1995
Bachelors, Bachelor of Arts, Philosophy
Bachelors, Bachelor of Arts, Philosophy
Skills:
Compliance
Investment Compliance
Securities Regulation
Investment Compliance
Securities Regulation
Certifications:
Finra
Series 24
Series 7
Series 53
Series 66
Series 24
Series 7
Series 53
Series 66