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Charles R Mathys

from Lockport, IL
Age ~58

Charles Mathys Phones & Addresses

  • 17235 145Th St, Lockport, IL 60441
  • 4927 Cross St, Downers Grove, IL 60515 (630) 960-2503
  • Park Ridge, IL
  • 200 Dearborn St, Chicago, IL 60601
  • Greenwich, CT
  • Scarsdale, NY

Work

Company: Ubs o'connor Oct 2003 to Nov 2012 Position: Chief compliance officer

Education

Degree: Doctor of Jurisprudence, Doctorates School / High School: Chicago - Kent College of Law, Illinois Institute of Technology 1992 to 1995

Skills

Hedge Funds • Securities • Series 7 • Equities • Asset Managment • Fund of Funds • Investment Advisory • Mutual Funds • Alternative Investments • Trading • Securities Regulation • Series 24 • Investments • Aml • Investment Company Act

Industries

Financial Services

Resumes

Resumes

Charles Mathys Photo 1

Vice President, Ethics Office

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Location:
4927 Cross St, Downers Grove, IL 60515
Industry:
Financial Services
Work:
Ubs O'connor Oct 2003 - Nov 2012
Chief Compliance Officer

Nuveen Oct 2003 - Nov 2012
Vice President, Ethics Office

Ubs Dec 2000 - Oct 2003
Assistant General Counsel

Ubs Dec 1998 - Dec 2000
Compliance Officer
Education:
Chicago - Kent College of Law, Illinois Institute of Technology 1992 - 1995
Doctor of Jurisprudence, Doctorates
Depaul University 1988 - 1990
Master of Business Administration, Masters, Finance
Knox College 1984 - 1988
Bachelors, Bachelor of Arts, Economics, Political Science
Chicago - Kent College of Law
Skills:
Hedge Funds
Securities
Series 7
Equities
Asset Managment
Fund of Funds
Investment Advisory
Mutual Funds
Alternative Investments
Trading
Securities Regulation
Series 24
Investments
Aml
Investment Company Act
Charles R Mathys from Lockport, IL, age ~58 Get Report