Resumes
Resumes
Chief Compliance Officer At Murphy & Durieu
View pagePosition:
Chief Compliance Officer at Murphy & Durieu
Location:
Greater New York City Area
Industry:
Investment Management
Work:
Murphy & Durieu
Chief Compliance Officer
Mabon 1976 - 1996
Retail Sales
Mabon Securities Corp 1975 - 1995
Banch Manager
Chief Compliance Officer
Mabon 1976 - 1996
Retail Sales
Mabon Securities Corp 1975 - 1995
Banch Manager
Education:
Bryant University 1968 - 1972
Chief Compliance Officer
View pageLocation:
Tolleson, AZ
Industry:
Education Management
Work:
Murphy & Durieu
Chief Compliance Officer
Mabon Securities Jun 1975 - Mar 1995
Branch Manager
Securities Training Corporation Jun 1975 - Mar 1995
Senior Instructor
Chief Compliance Officer
Mabon Securities Jun 1975 - Mar 1995
Branch Manager
Securities Training Corporation Jun 1975 - Mar 1995
Senior Instructor
Education:
Bryant University 1968 - 1972
Bachelors, Bachelor of Science, Business Administration Longmeadow High School 1968
Bachelors, Bachelor of Science, Business Administration Longmeadow High School 1968
Skills:
Securities
Series 7
Financial Services
Equities
Finra
Trading
Fixed Income
Investments
Asset Management
Aml
Hedge Funds
Options
Mutual Funds
Capital Markets
Series 63
Series 24
Series 65
Municipal Bonds
Alternative Investments
Asset Managment
Relationship Management
Financial Markets
Series 3
Series 4
Series 12
Series 14
Series 8
Series 52
Series 7
Financial Services
Equities
Finra
Trading
Fixed Income
Investments
Asset Management
Aml
Hedge Funds
Options
Mutual Funds
Capital Markets
Series 63
Series 24
Series 65
Municipal Bonds
Alternative Investments
Asset Managment
Relationship Management
Financial Markets
Series 3
Series 4
Series 12
Series 14
Series 8
Series 52